The year 2014 has marked the return of secessions as a challenge to existing European states. A referendum on Scottish independence was held in September, and the regional government of Catalonia may follow suit in November. Meanwhile, Ukraine faced secessionist referenda and uprisings in a number of its regions. But why do people demand the formation of new states? A new EHES Working Paper by Marvin Suesse at Humboldt University of Berlin evaluates economic theories of secession.
|Participants at a pro-independence protest in Kyiv, Ukraine, in the summer of 1991, demand that “Ukraine leaves the USSR.” Picture credit: Unian.|
Although this theoretical framework offers some insights into state formation and dissolution, empirical evidence for it is scarce. This is partly because actual secessions are still relatively rare events. Even where we do observe them, they are difficult to compare across time and space. The new EHES paper by Marvin Suesse circumvents these constraints by looking at variation in the demand for secession expressed by millions of pro-independence protesters across 184 regions of the former Soviet Union. The paper concentrates on the late 1980s and early 1990s, because repression by Soviet authorities had become much more fragmented by that time.
The results indicate that regions that were most different from the center in Moscow in terms of language, ethnicity, religion, or historical experience, saw more secessionist protests on average. Most remarkably, larger regions saw a higher intensity of protests per capita. This supports the theory of the “Size of Nations”. The evidence is further strengthened by the fact that size seems to have acted as a “threshold” condition that determined whether there were any pro-independence protests in a region at all. Very small regions did not experience any secessionist pressure, notwithstanding their ethno-cultural differences with Moscow.
But how was this demand for secession translated into actual policy? The paper also shows that regional elites in the late Soviet Union were actively engaged in secessionist policies, such as issuing separatist declarations and laws. But their determinants seem to have been quite different. To a certain extent, regional elites may have been much more concerned about power considerations than preference heterogeneity with regard to the center. Only once we are able to understand the interplay between popular demand for secession, and the interests of local elites in shaping and transmitting those demands into actual policy, will we be able to fully understand the breakup of states.
The blog post was written by Marvin Suesse, a PhD student at Humboldt-Universität zu Berlin
The working paper can be found here.